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Securities Section

Focuses on education for its members through monthly programs with an additional focus on providing programs of interest to prospective clients.


Meeting Schedule:   

Please join us on Wednesday, October 24, 2018 from 12:00 p.m. to 1:00 p.m. for:

ProgramCybersecurity and the Impact on SEC Filings and Compliance."

Presented by:  Rachel V. Rose, Attorney at Law and Jay Johnson, Partner at Jones Day 

Time:  This program starts at Noon (please plan to arrive at 11:45 to register for CLE credit)

CLE:          1 hour, including Ethics credit


Section News:

Please mark your calendar for the next Securities Section meeting on Wednesday October 24, 2018 with the presentation by Rachel V. Rose and Jay Johnson,  entitled "Cybersecurity and the Impact on SEC Filings and Compliance". 

Cybersecurity is not going away.  Despite the provision in the Sarbandes-Oxley Act of 2002, which has required safeguards for over 15 years, the past few years have seen an uptick in enforcement actions, guidance and lawsuits.  The purpose of this presentation is to give participants an overview of the following: (1) government agency enforcement actions and relevant laws; (2) SEC guidance for financial institutions and broker-dealers, as well as wht companies need to disclose in their filings in the event of a breach; and (3) how cybersecurity/privacy plays out in different lawsuit scenarios (e.g., whistleblower versus class action).


Section Officers:

Name: George Lee
Officer Position: Chair
Firm: Polsinelli PC
Firm Address: 2950 N. Harwood Street, Suite 2100
Firm City, State, Zip: Dallas, TX 75201
Business Phone: 214-661-5524
Email: glee@polsinelli.com

Name: Matthew Fry
Officer Position: Vice Chair
Firm: Haynes and Boone, LLP
Firm Address: 2323 Victory Avenue, Suite 700
Firm City, State, Zip: Dallas, TX 75219
Business Phone: 214-651-5000
Email: matt.fry@haynesboone.com

Name: Elizabeth Brandon
Officer Position: Progam Chair
Firm: Barnes & Thornburg
Firm Address: 2100 McKinney Avenue, Suite 1250
Firm City, State, Zip: Dallas, TX 75201
Business Phone: 214-258-4115
Email:
ebrandon@btlaw.com

Name: Harry McClish
Officer Position: Secretary
Firm: Apex Clearing Corporation
Firm Address: 350 N. St. Paul Street, Suite 1300
Firm City, State, Zip: Dallas, TX 75201
Business Phone: 214-953-3210
Email:
hmcclish@apexclearing.com

Name: Evan P. Singer
Officer Position: Treasurer
Firm: Jones Day
Firm Address: 2727 North Harwood Avenue
Firm City, State, Zip: Dallas, TX 75201
Business Phone: 214-969-5021
Email: epsinger@jonesday.com

Name: Jeff McFall
Officer Position: Immediate Past Chair
Firm: Kimberly-Clark Corporation
Firm Address: 351 Phelps Dr.
Firm City, State, Zip: Irving, TX 75038
Business Phone: 972-281-1200
Email: jeff.mcfall@kcc.com

Name: Jonathan Childers

Officer Position: DBA Board Advisor
Firm: Lynn Pinker Cox & Hurst, LLP
Firm Address: 2100 Ross Ave Ste 2700
Firm City, State, Zip: Dallas, TX 75201
Business Phone: 214-981-3800
Email: jchilders@lynnllp.com

 


Resource Links

 

 


Section Membership

 

If you are interested in becoming a member of the Securities Law Section, please click here to join online or send a letter of request and the $25.00 membership fee to:
DBA
2101 Ross Ave
Dallas TX, 75201
Please note that you must be a member of the Dallas Bar Association to join a section. If you have any questions regarding sections membership, please contact the DBA membership department.

Section Admin-Mass E-mail/Roster

Section Admin-Webpage

For questions regarding Section email/roster/webpage, email Jessica Smith or call 214-220-7477.  


 

Section Downloads:

 

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